Senior Analyst, Investment Compliance
- Employer
- Danos Group
- Location
- Singapore, Singapore
- Salary
- 140,000
- Closing date
- Oct 2, 2023
View more
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Duties:
Key Requirements:
- Responsible for programming & maintaining rules in the investment compliance system (i.e. Charles River) covering Asia Pacific region
- Be a key investment compliance contact point for investment personnel, Client Account Management, relationship managers, Product, Legal, Regulatory Compliance across APAC (including Hong Kong, Singapore), particularly to work on new account onboarding and guideline amendments
- Responsible for pre-trade, post-trade & batch monitoring activities of investment guidelines in support of the Asia Pacific offices on a need-basis
Key Requirements:
- Minimum of 3 years relevant rule building experience
- Solid experience in the investment management industry. Prior experience in dealing with investment personnel (including trading team) is a plus
- Prior experience with trading/compliance systems, such as Charles River preferred
- Team worker who must be able to build working relationships and interact with a diverse group of internal and external contacts
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