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1LOD Risk & Controls Analyst

Employer
Eximius Finance
Location
London, United Kingdom
Salary
70,000
Closing date
Mar 22, 2024

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Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Responsibilities:

- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses

- Executing thematic risk assessme

nts, including risk identification, inherent risk assessment and control evaluation

- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk

Requirements:

- Previous or current experience in an investment bank or Financial Services to an Investment Bank

- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities

- Experience in assessing the design and effectiveness of controls.

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