Chief Compliance Officer - Equity Hedge Fund
- Develop and implement a compliance program that includes policies, training, monitoring, and testing.
- Handle investors' requests on due diligence checks.
- Ensure compliance with all applicable laws and regulations, including securities laws and anti-money laundering laws.
- Conduct regular compliance reviews and testing to identify and address risks.
- Develop and implement a risk-based compliance monitoring program to mitigate potential risks.
- Serve as the primary point of contact for regulatory inquiries and examinations.
- Provide guidance and support to portfolio managers and staff on compliance matters.
- Stay up-to-date on regulatory developments and industry best practices.
- Report regularly to the executive team and Board of Directors on the compliance program status.
- Bachelor's degree in finance, accounting, business administration, or related field.
- 8-10 years of experience in compliance, preferably in the secondary market fund.
- Strong knowledge of SFC and SEC regulations.
- Excellent communication and interpersonal skills.
- Experience handling institutional investors' due diligence process, especially requests from SWFs and Pension Funds.
- Fluency in Chinese and English.