Chief Compliance Officer - Equity Hedge Fund

Key Responsibilities:

Develop and implement a compliance program that includes policies, training, monitoring, and testing.
Handle investors' requests on due diligence checks.
Ensure compliance with all applicable laws and regulations, including securities laws and anti-money laundering laws.
Conduct regular compliance reviews and testing to identify and address risks.
Develop and implement a risk-based compliance monitoring program to mitigate potential risks.
Serve as the primary point of contact for regulatory inquiries and examinations.
Provide guidance and support to portfolio managers and staff on compliance matters.
Stay up-to-date on regulatory developments and industry best practices.
Report regularly to the executive team and Board of Directors on the compliance program status.

Qualifications:

Bachelor's degree in finance, accounting, business administration, or related field.
8-10 years of experience in compliance, preferably in the secondary market fund.
Strong knowledge of SFC and SEC regulations.
Excellent communication and interpersonal skills.
Experience handling institutional investors' due diligence process, especially requests from SWFs and Pension Funds.
Fluency in Chinese and English.

Send job

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.