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Investment Bank - Compliance Senior Analyst - Thematic Monitoring

London, United Kingdom
£50k - £70k
Closing date
Jun 10, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Role and Responsibilities:
  • Conduct thematic monitoring activities to assess and analyse potential compliance risks across various business lines and operations.
  • Collaborate with cross-functional teams, including legal, risk, and business units, to design and implement effective thematic monitoring programs.
  • Develop and maintain a comprehensive understanding of relevant laws, regulations, and industry guidelines to ensure compliance.
  • Identify emerging trends, regulatory changes, and industry developments to proactively assess their impact on the bank's compliance program.
  • Analyse and interpret complex regulatory requirements, internal policies, and procedures, and provide guidance to stakeholders.
  • Prepare and present reports on thematic monitoring findings, highlighting potential compliance gaps and recommending appropriate remedial actions.
  • Collaborate with internal and external auditors to support regulatory inspections and audits.

Qualifications and Requirements:
  • Proven experience in compliance, risk management, or audit functions within the financial services industry, preferably in an investment banking environment.
  • In-depth knowledge of relevant regulations FCA, EU, etc
  • Strong analytical skills with the ability to identify and assess potential compliance risks, and propose effective solutions.
  • Excellent communication skills, both written and verbal, with the ability to articulate complex concepts clearly and concisely.
  • Strong attention to detail and the ability to handle multiple tasks simultaneously in a fast-paced environment.
  • Demonstrated ability to collaborate effectively with cross-functional teams and build strong working relationships.

For details please get in touch

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