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Core Compliance Analyst

Gurgaon, India
Closing date
Jun 1, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time

About this role

Your team

The Core Compliance team establishes and oversees Compliance requirements for employee-related activities and evaluates adherence to these requirements to avoid perceived or actual conflicts. Scope of oversight includes personal trading, gifts and entertainment, outside activities, private investments, and activities through advising employees on requirements; and monitoring employee adherence and applying restrictions as needed.

Your role and impact
  • To help ensure BlackRock is regarded, and continues to be regarded, by regulators and peers as a company with high compliance standards
  • Actively participating in business decisions to champion our clients' interests and assist the business to translate Compliance into their daily work
  • Have client interests at the center of everything we do
  • Help in building a strong compliance culture within BlackRock
  • Developing and encouraging excellence within the Compliance team.

Your responsibilities
  • Provide advisory to employees on policy and procedural matters relating to personal trading, outside activities and any other personal conflict of interest related policy.
  • Ability to assess risk by following the policies and procedures.
  • Perform Global core compliance tasks relating to review of employee outside activities, supervising of outside activities, preclearance approval, and other process related to personal trading and other Core Compliance policies.
  • Ability to think beyond the process to question the status quo and bring efficiency in the process and improve the same in long run.
  • Maintain accurate and current desktop procedures!
  • Participate in global and/or regional compliance initiatives to ensure global best practice and consistency.
  • Actively contribute to projects and initiatives involving by the Manager
  • Access the Core Compliance Processes and look for opportunities to automate manual processes by use of technology tools.

You have
  • Post graduate degree with 2-3 years of relevant experience in financial industry
  • Experience in asset management or investment banking environment.
  • Employee Compliance and personal trading experience will be an added advantage
  • Prior experience of reporting, handling big excel data and macros is preferred
  • Focused attention to detail and high standards for quality and accuracy
  • Proficiency in Microsoft office products (with an emphasis on Excel) or other programming languages and the skills for learning new applications
  • High level of self-motivation with ability to own and drive multiple projects at once
  • Proven ability to work independently and as part of a team;
  • Data Analytics skills preferred; coding knowledge (VBA,SQL, PYTHON, RPA) will be a plus ..
  • Ability to work across multiple functions, geographies and partners with respect and judgement


Our benefits

To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.

Our hybrid work model

BlackRock's current hybrid work model is designed to enable in-person connections and collaboration that is core to our culture, while supporting increased flexibility for all employees. In line with local health guidance and regulations, employees are required to work at least 3 days in the office each week, with the flexibility to work from home up to 2 days a week. Some business groups may require more time in the office due to their roles and responsibilities. The health, safety and well-being of our people will always be our top priorities; we will continue to monitor local conditions and health advisories in making decisions about our work environments.

About BlackRock

At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are saving for retirement, paying for their children's educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations that drive progress.

This mission would not be possible without our smartest investment - the one we make in our employees. It's why we're dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive.

For additional information on BlackRock, please visit | | Instagram: @blackrock | Twitter: @blackrock | LinkedIn:

BlackRock is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to age, disability, family status, gender identity, race, religion, sex, sexual orientation and other protected attributes at law.

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