Associate - Listing - Structured Products & Fixed Income (Fixed Income focused - Control/ Compliance

Location:
HKEX - Exchange Square

Shift:
Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours:
40

Worker Type:
Permanent

Job Summary:
Structured Products and Fixed Income is responsible for processing listing applications of structured products and debt securities, monitoring post-listing compliance, handling complaints and investor education. It seeks to develop policy initiatives and enhance regulations to raise industry standard for the development of structured products and fixed income markets.

Job Duties:

Responsibilities:

• Assist in processing listing application in relation to debt securities, including review of application documents, listing documents and announcements
• Support post-listing monitoring of listed debt issuers to ensure compliance with Listing Rules
• Monitor media reports and review announcements
• Conduct research of regulatory and market development in overseas jurisdictions
• Provide operational support such as strategic reporting and database management
• Provide support for ad-hoc projects as required

Requirements:

• University Degree of any disciplines with at least 3 years working experience in law, accounting, corporate finance, investing banking or a related field
• Background in debt capital markets will be highly regarded
• Working knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices is an advantage
• Strong interpersonal and presentation skills
• Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential

Company Introduction:

Hong Kong Exchanges and Clearing Limited (HKEX) is one of the world's major exchange groups, and operates a range of equity, commodity, fixed income and currency markets. HKEX is the world's leading IPO market and as Hong Kong's only securities and derivatives exchange and sole operator of its clearing houses, it is uniquely placed to offer regional and international investors access to Asia's most vibrant markets.

As the global markets leader in the Asian time-zone, we offer a world of opportunities for early careers and experienced hires. Here, we know that diverse thinking fosters better solutions, and we are committed to building an open and dynamic environment which allows our business to innovate and our people to thrive.

Discover the latest career opportunities and programmes at HKEX.

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.