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Senior Compliance Analyst

Black Swan Group
London, United Kingdom
£50k - £60k
Closing date
Jun 14, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
A very exciting opportunity has arisen at a global Investment Management business. The firm utilises a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality returns for their clients.

The role will be part of the compliance team and will allow you exposure to a wide range of exciting compliance work, projects, and asset classes.

The role will be broad and varied including:
  • Post-trade compliance monitoring;
  • Implementation of the Compliance Monitoring Plan (CMP)
  • Reviewing marketing material;
  • Conducting compliance related training;
  • Assisting with personal account dealing and gifts policies;
  • Preparing and submitting regulatory reports;
  • Ad hoc compliance projects

Skill Set Required:
  • 2-4 years of compliance experience is required, gained working for a hedge fund, asset manager or wealth manager.
  • This role is ideally suited to a graduate looking to make the next step in their compliance career.
  • Excellent communication skills, both written and verbal.
  • Relevant qualifications, or desire to study for one (e.g., CISI Certificate in Investment Compliance)

For more information on this role please contact

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