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Compliance Services Specialist - EMEA

Employer
S&P Global
Location
Manchester, United Kingdom
Salary
Competitive
Closing date
Jul 25, 2023

View more

Job Function
Operations
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Compliance Services Specialist - EMEA

The Team:

S&P Global is seeking a motivated Compliance Services Specialist to facilitate daily management of client deliverables within the Compliance Services team. You will be responsible for managing client inquiries and client support for the Compliance Services outsourcing platform. Additional responsibilities include partnering with other S&P Global business lines around client resolution and satisfaction.

The Impact:

As a member of the EMEA Compliance Services team, located in Manchester, UK, you will be responsible for the oversight of your client portfolios to ensure day to day deliverables are achieved.

What's in it for you:
  • Opportunity to join a growing business sector within the EMEA region
  • Be a part of a dynamic business, interacting with clients and stakeholders across the financial industry
  • Working for a global business focused on the personal growth and development of its employees
Responsibilities:
  • Generating and managing the day-to-day deliverables for clients (primarily capital management firms)
  • Reconciliation of key data points with trustees
  • Generate compliance test results for comparison to the monthly trustee reports and research variances
  • Monitor cash collection, payment, and reserve accounts to ensure activity and transactions are processed correctly
  • Manage inquiries regarding collateral attributes and transactions, facilitating the workflow and timely resolution between internal groups
  • Complete special projects as assigned
  • Ability to travel when required
What We're Looking For:
  • Bachelor's degree or equivalent level experience (Accounting or Financing preferred)
  • 3+ years in the financial services industry (preferably including functional knowledge of Collateralized Loan Obligations - CLO's)
  • Banking or investment industry experience
  • Customer relations experience
Personal Competencies:
  • Strong work ethic - organized, detail oriented, analytical, task driven
  • Work collaboratively with teams globally to support and develop operating model
  • Analytical thinker who is both able to understand and interpret complex data
  • Strong, business-level verbal and written communication skills are required.
  • Able to effectively work with teams across functions and regions
Flexible Working:

We pride ourselves on our agility and diversity, and we welcome requests to work flexibly. For most roles, flexible hours and/or an element of remote working are usually possible. Please talk to us at interview about the type of arrangement that is best for you. We will always try to be adaptable wherever we can.

Return to Work:

Have you taken time out for caring responsibilities and are now looking to return to work? As part of our Return-to-Work initiative, we are encouraging enthusiastic and talented returners to apply, and will actively support your return to the workplace.
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Equal Opportunity Employer

S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.

If you need an accommodation during the application process due to a disability, please send an email to:" EEO.Compliance@spglobal.com "and your request will be forwarded to the appropriate person."

US Candidates Only: The EEO is the Law Poster http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf" describes discrimination protections under federal law.
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20 - Professional (EEO-2 Job Categories-United States of America), OPRTON202.1 - Middle Professional Tier I (EEO Job Group)

Job ID: 280483
Posted On: 2023-01-25
Location: Manchester, Manchester, United Kingdom

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