KYC Analyst

Ensure that appropriate CDD / KYC and AML checks are carried out on all customers and in accordance with local regulatory requirements, in conjunction with the Financial Crime team
Ensure that appropriate customer categorizations are carried out in accordance with local regulatory requirements
Provide approval for client submissions once QC checklist has been fulfilled
Provide feedback and ideas on how to Improve the QC checklist/process to ensure it is clear, concise and adheres to all requirements associated with KYC/AML
Ensure that appropriate client documentation is captured to all customers and in accordance with local regulatory and any exchange requirements
Ensure that the integrity of the static data inputted by the on-boarding team into the Client Data Base (aka PeopleSoft)
Provide constructive feedback to On-boarding analysts and provide guidance where required to address any knowledge gaps
Help instil best practices and consistency from Analysts in document submission to create a consistent model for document submission, naming and annotating
Ensure that procedures are kept up to date
To assist on any other ad-hoc reviews/projects/audits that the Operations department is required to carry out

Send job

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.