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Associate - Small Cap PLC advisory

Finance Network
London, United Kingdom
Closing date
Apr 12, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
The Role

Assisting on corporate finance transactions and working with retained clients:
  • Drafting and updating FCA Prospectuses and addressing FCA comments
  • Drafting and updating AQSE Growth Market Admission Documents
  • Liaising with other advisers including brokers, lawyers, reporting accountants, auditors, PR and printers
  • Reviewing and commenting on client announcements
  • Making applications for admission of additional shares to trading with FCA & LSE or AQSE as applicable
  • Liaising with AQSE Regulation
  • Working on Takeover Code documents and liaising with Takeover Panel
  • Assisting in preparing marketing and other presentations
  • Mentoring and supervising the team's analysts

  • 2-5 years' experience in a similar role (including within a NOMAD team)
  • Listing Rules
  • Prospectus Rules
  • MAR
  • DTRs
  • AQSE Rules
  • Aspects of Takeover Code - Rule 3, Rule 9
  • Computer literate - Word, Excel and internet research

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