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VP Compliance

Michael Page, EA Licence No: 98C5473
Singapore, Singapore
Closing date
Mar 27, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Our client is a well established financial institution with a diverse offering to its global clientele ranging from retail, accredited to institutional investors.

  • Undertake KYC analysis on high risk customers and KYC/AML queries and escalations.
  • MAS Representative licensing and tracking
  • Help set up and implementation of Regulatory requirements, Compliance processes, and Compliance policies and controls
  • Collate information and Handle Compliance reporting internally and externally to regulators/authorities
  • Transaction and activity monitoring, surveillance and reviews
  • Core Compliance activities review and approvals (including PAD, G&E, Outside Business interest)
  • Assist in Compliance training
  • Coordinate with other functions in SG on Compliance matters
  • Maintain and track Outsourcing activities of the company
  • Assist Compliance Director of SG in Compliance matters and projects.

  • Degree holder with minimum 7 years' compliance experience in Banks or Securities company serving Retail Investors, Accredited and Institutional Investors.
  • Familiar with Central Compliance matters including Rep licensing, Outsourcing, PAD, Transaction monitoring.
  • Good knowledge of SFA, FAA and regulatory expectations for CMIs
  • Good knowledge of Capital Markets and Investment products.
  • Familiar with AML/CFT, KYC regulations and requirements.
  • Ability to work independently and equipped with good interpersonal skills and analytical skills.

Job Offer

Above the market remuneration with strong upside on the variables in a reputable and stable financial institution and golden opportunity to help set up the compliance team.

To apply online please click the Apply button below. For a confidential discussion about this role please contact Gavin Teo (Lic No: R1328332) on +65 6416 9835

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