Compliance Consultant, Compliance Consulting Firm

Employer
ALL-STAR AGENCY
Location
Hong Kong, Hong Kong
Salary
HKD25000 - HKD40000 per annum
Posted
Feb 07, 2023
Closes
Feb 24, 2023
Ref
18696870
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Overview

Our client is a fast-growing compliance consulting firm that provides compliance-related services to Asian financial institutions. They are currently looking for a Compliance Consultant to join their Hong Kong Compliance Advisory team, responsible for handling compliance licensing and compliance advisory.

Role Responsibilities
  • Provide advisory to clients on financial licensing, regulatory and compliance fields.
  • Attend and organise client meetings, calls, industry events, seminars, webinars, etc.
  • Keep abreast of new regulatory requirements published and monitor regulatory updates within the Asia Pacific region
  • Prepare client memoranda and alerts.
  • Conduct research on financial licensing and other compliance-related inquiries
  • Prepare and draft compliance policies and procedures, SFC licensing applications and compliance documents
  • Communicate with Asian financial regulators

Requirements

* Bachelor's Degree holder in any discipline

* 1-3 years of compliance experience

* Knowledge of SFC license is preferred.

* Previous internship experience in any consulting / legal / Financial services is a plus

* Fluent in Cantonese, Mandarin, and English

* Strong communication and interpersonal skills

* Must be eligible to work in HK

If you believe you have the relevant skill and experience and are interested in this position, kindly get in touch with Krystal Chun at with your CV and contact details or call +852 3901 8974 to engage in a confidential discussion.
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