Director/Senior Director, Business Compliance & Operational Risks (Private Banking)

Responsibilities:

Act as first line of defense, to review and approve KYC profiles, account opening/review documents and applications
Liaise with the bank's second/third line of defense regarding enquires, new requirements, audit findings, etc
Conduct or approve AML and compliance related transaction review/monitoring to identify possible compliance/AML risks and provide recommendations to enhance control weaknesses/mitigate relevant risks
Review and analyze the AML and compliance related risks in new businesses / products / systems
Perform self-assessment, gap analysis against internal or regulatory requirements
Advise business units on AML/KYC and related matters
Perform fraud risk related review
Prepare regular and management reports on AML related review results
Handle internal / external review or audit, recommend and implement follow up actions
Prepare AML related training materials, and deliver the training where required
Review and enhance relevant policies and procedures

Requirements:

Degree or above
At least 10 years relevant working experience in financial institutions, with at least 8 years in private banking AML areas an advantage
Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
Proficient in written, spoken English and Chinese
Familiar with the AML/KYC and regulatory requirements of private banking

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