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Senior Manager, PB Business Control

Employer
Dah Sing Financial Group
Location
Hong Kong, Hong Kong
Salary
Competitive
Closing date
Feb 10, 2023

View more

Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
About Dah Sing Group
The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.
Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent, but alike in the capacity for growth. Our task is to shape a culture that creates a sense of pride in achieving something beyond just a job, and an environment where you can be your true and authentic self, like at home.

Reporting to Head of Wealth Management Business Control, you will be responsible for regulations and procedures implementation, business control and project management in Private Banking Division (PBD).

Responsibilities
  • Conduct investment products post transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements
  • Prepare MIS reports and conduct analysis on PBD sales quality for management review
  • Implement the latest regulations development on banking/investment activities including procedures and documents write-up/revision
  • Perform periodic review on department procedures and guidelines
  • Provide guidance to PBD staff on the new and existing regulations, policies, procedures and guidelines
  • Lead PBD projects in relation to private banking business controls
  • Participate in product type development, operations projects in the parts related to procedures and documents write-up/revision
  • Staff training on new products, services, policies, procedures and guidelines
To meet the challenge, you should have the following qualifications and attributes:
  • Degree holder
  • Minimum 8 years of relevant experience in banking industry
  • Professional licensing qualifications per local regulatory bodies requirement preferable
  • Good PC application knowledge
  • Good communication and interpersonal skills
  • Self-motivated with strong analytical mind
  • Good command of written and spoken English and Chinese
Please note that only shortlisted candidates will be notified.

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