Senior Manager, Private Banking Business Control
- Employer
- Bauer Kaiser & Co. Ltd
- Location
- Hong Kong, Hong Kong
- Salary
- HK$50k - HK$70k
- Closing date
- Feb 10, 2023
View more
- Job Function
- Banking
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
You need to sign in or create an account to save a job.
On behalf of our client, a local banking group in Hong Kong. We are inviting high calibre team head to apply the following position to develop their career ladder in professional banking services.
Job Description
Requirements
Job Description
- Conduct investment products post transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements
- Conduct assessment to ensure frontline business meet compliance and regulatory requirement
- Prepare MIS reports and conduct analysis on PBD sales quality for management review
- Implement the latest regulations development on banking/investment activities including procedures and documents write-up/revision
- Perform periodic review on department procedures and guidelines
- Provide guidance to PBD staff on the new and existing regulations, policies, procedures and guidelines
- Lead PBD projects in relation to private banking business controls
- Participate in product type development, operations projects in the parts related to procedures and documents write-up/revision
- Staff training on new products, services, policies, procedures and guidelines
Requirements
- Bachelor degree or above in related discipline
- Minimum 5 years of relevant experience in Banking industry
- Professional licensing qualifications per local regulatory bodies requirement preferable
You need to sign in or create an account to save a job.
Sign in to create job alerts
Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.
Create alert