Bank Advisory & Corporate Bank Compliance

As a Barclays Bank Advisory & Corporate Bank Compliance AVP, you will be responsible for providing guidance and oversight to Businesses and Functions within your area of coverage. You will be review daily reports that monitor firm thresholds on various items and keep up to date on applicable regulatory requirements applicable to business activities. You will also participate in ad hoc or project based reviews (new products, research, remediation, enhancements, etc.) to support other Compliance team members with projects and ad-hoc tasks.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

Salary / Rate Minimum: $115,000
Salary / Rate Maximum: $145,000

The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.

Working Flexibly

We're committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognizes and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers' and clients' needs. Whether you have family commitments or you're a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life. If you would like some flexibility, then please discuss this with the hiring manager, and your request will be reviewed subject to business needs.

We are currently in the early stages of implementing a hybrid working environment, which means that many colleagues spend part of their working hours at home and part in the office, depending on the nature of the role they are in. We're flexible on how this works and it may continue to change and evolve. Depending on your team, typically this means that colleagues spend a minimum of between 20% to 60% of their time in the office, which could be over a week, a month, or a quarter. However, some colleagues may choose to spend more time in the office over a typical period than their role type requires. We also have a flexible working process where, subject to business needs, all colleagues globally can request work patterns to reflect their personal circumstances.

Please discuss the detail of the working pattern options for the role with the hiring manager.

What will you be doing?

• Advising business and compliance colleagues on applicable Policies, Standards, Procedures, Rules or Regulations and internal controls
• Providing subject matter expertise on Regulation W and executing assigned tasks set forth in the firm's Regulation W Program
• Advising and providing oversight on new business initiatives and product launches
• Maintaining the Bank Regulatory Framework as laws, rules, regulations and industry best practices evolve, or as business activities change
• Regulating oversight and challenge of Compliance Risk Assessments actively
• Conducting new hire, ad-hoc and annual Compliance training sessions for business and Compliance colleagues
• Creating and distributing relevant MI to various stakeholders and governance forums
• Conducting monitoring/surveillance/verification checks across applicable business areas and assisting Assurance colleagues with scoping

What we're looking for:

• Prior experience within Compliance, Audit, Risk or Controls in a banking environment
• Understanding of banking products and services and applicable laws, rules and regulations
• Knowledge of the Enterprise Risk Management Framework (3LOD model)
• Ability to analyze and interpret Policies, Standards or Regulatory rules and their impact on the business

Skills that will help you in the role:

• Advanced technology skills (ie advanced excel, PPT, SharePoint, etc)
• Prior experience working in a Corporate & Investment Bank
• Ability to coordinate across a large, global, matrixed organization

Where will you be working?

You will be working at our Americas Headquarters at 745 Seventh Avenue. This 32-story office tower is located in Times Square in the heart of Manhattan and features a cafeteria, fitness center and state-of-the-art LED signage on the facade of the building.