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Risk Analyst - European Private Bank

Morgan McKinley
Singapore, Singapore
HK$26k -30k pm
Closing date
Mar 8, 2023

View more

Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
A leading global private bank is looking for an Analyst to join the team and focus on HK and Singapore's investment suitability and voice surveillance work

  • Strengthen the comtrol framework and ensure compliance of operational activities with HK and Singapore's regulation and private banking standards
  • Ensure adherence to investment suitability standards
  • Voice-log review and surveillance, client trade documentation check and follow-up with front office if necessary
  • Validate client trading status including concentration risk treatment
  • Regulatory and management reporting if needed
  • Bachelor degree in finance, risk management or other relevant disciplines
  • At least 1 year of investment suitability or voice surveillance experience within private banking
  • Fluency in English, Cantonese and Mandarin
  • Good communication and coordination skills and the ability to effective interact with internal and external stakeholders
  • Sound knowledge of private banking products would be an advantage

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