Risk Analyst - European Private Bank
- Employer
- Morgan McKinley
- Location
- Singapore, Singapore
- Salary
- HK$26k -30k pm
- Closing date
- Mar 8, 2023
View more
- Job Function
- Risk Management
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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A leading global private bank is looking for an Analyst to join the team and focus on HK and Singapore's investment suitability and voice surveillance work
Responsibilities
Responsibilities
- Strengthen the comtrol framework and ensure compliance of operational activities with HK and Singapore's regulation and private banking standards
- Ensure adherence to investment suitability standards
- Voice-log review and surveillance, client trade documentation check and follow-up with front office if necessary
- Validate client trading status including concentration risk treatment
- Regulatory and management reporting if needed
- Bachelor degree in finance, risk management or other relevant disciplines
- At least 1 year of investment suitability or voice surveillance experience within private banking
- Fluency in English, Cantonese and Mandarin
- Good communication and coordination skills and the ability to effective interact with internal and external stakeholders
- Sound knowledge of private banking products would be an advantage
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