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Senior Compliance Officer

London, United Kingdom
£80k - £110k
Closing date
Feb 17, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Key Responsibilities:
  • Manage a varied portfolio of regulatory compliance activities
  • Giving advisory opinions
  • Helping to develop policies and processes and approving new business initiatives and supporting business-led projects and trancations
  • Input into the design of the businesses monitoring and transaction surveillance
  • Keep up to date with UK and EU regulatory developments and analyse and assess the impact of applicable forthcoming legislation

Key Requirements:
  • Background in Compliance matters developed in a wholesale energy market or investment banking background is advantageous
  • Knowledge of Commidities trading
  • Regulatory compliance experience in policy development and implementation, advisory support and compliance governance/reporting.

If this role could be of interest please apply to find out more information.

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