Internal Audit, Investment Banking Business Audit, Associate, Hong Kong
- Employer
- Goldman Sachs
- Location
- Hong Kong, Hong Kong
- Salary
- Competitive
- Closing date
- Jun 20, 2023
View more
- Job Function
- Banking
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Internal Audit - Global Banking & Markets (Associate, Hong Kong)
What We Do
As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures. In doing so, internal Audit:
Who We Look For
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.
As a Business Auditor, you will be involved in audits of various investment banking processes that support the Global Banking & Markets business of the firm to provide assurance on the controls related to deal due diligence, book building, allocation, operations, along with other general business controls such as Sarbanes-Oxley 404 control assessments and other processes that support functions of GBM.
How you will Fulfill your Potential:
General skills and Experience:
Banking Team Specific Skills and Experience:
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2021. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
What We Do
As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures. In doing so, internal Audit:
- Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
- Raise awareness of control risk
- Assesses the firm's control culture and conduct risks;
- Monitors management's implementation of control measures
Who We Look For
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.
As a Business Auditor, you will be involved in audits of various investment banking processes that support the Global Banking & Markets business of the firm to provide assurance on the controls related to deal due diligence, book building, allocation, operations, along with other general business controls such as Sarbanes-Oxley 404 control assessments and other processes that support functions of GBM.
How you will Fulfill your Potential:
- Participation in planning and scoping reviews, meeting with the stakeholders within the area being reviewed to understand and walk through the business and technology processes and identifying the key risks and controls to be assessed
- Assessment of the risk and impact of the issues identified on reviews and production of the report to management
- Ad hoc work on firmwide projects around new processes or activities and investigation of incidents
- Maintenance of internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the businesses which may influence the coverage scope and audit plan
- Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit
- Follow up with stakeholders on remediation of actions coming out of issues identified during audit
- Assessment of the adequacy of the design and operating effectiveness of the controls to mitigate the key risks identified
General skills and Experience:
- Team oriented with a strong sense of ownership and accountability
- Strong verbal and written communication skills
- Solid analytical skills
- Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
- 5 years of experience in a public accounting or internal audit role within the financial services industry or a related control functions
- Relevant certification or industry accreditation (e.g., CFA, CIA) is a plus
Banking Team Specific Skills and Experience:
- Strong organizational and project management skills with the ability to multi-task and meet tight deadlines while remaining organized in a fast-paced, dynamic environment
- Excellent critical thinking and problem solving skills with the ability to learn both firm and industry standards
- Auditing complex business processes within IBD
- Audit techniques, such as data analysis, control design assessments, control effectiveness testing, outcome based testing
- Relationship building skills and ability to work effectively across a global team
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2021. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
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