Control Room - Global Investment Bank
- Employer
- Ashford Benjamin Ltd
- Location
- Hong Kong, Hong Kong
- Salary
- Competitive
- Closing date
- Jun 9, 2023
View more
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Responsibilities:
Requirements:
- Responsible APAC Control Room function
- Develop compliance framework, policies, procedure, and training program for Corporate and Investment Banking business
- Provide compliance advisory to research, regulatory reporting, and business matters
- Approve and maintain restricted, watch, and conflict list, wall crossing, information barriers issue
- Participate in regulator enquiry, inspection, and management meeting to enhance control framework
Requirements:
- Not less than 2 years of experience covering control room
- APAC exposure with direct experience working with global management
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