Financial Crime Analyst

Employer
Jupiter Asset Management Ltd
Location
London, United Kingdom
Salary
Negotiable
Posted
Nov 15, 2022
Closes
Dec 09, 2022
Ref
17397726
Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Key Responsibilities

  • Assist in the provision of financial crime related guidance to internal and external stakeholders.
  • Support the MLRO in reviewing new financial crime regulations to ensure the Group's policies and procedures are compliant.
  • Assist in performing financial crime risk assessments, gap analysis work and other related tasks to mitigate financial crime risks within the Group.
  • Assist business units with conducting due diligence on higher risk distributors and investors.
  • Collecting background information for all reported SARs
  • Drafting initial National Crime Agency reports for the Head of Financial Crime Compliance.
  • Gathering information and responding to external investigation queries, e.g. from the Police or Department for Work and Pensions.
  • Reviewing Tonbeller results to ensure that any positive matches against relevant sanctions and PEPs lists are dealt with appropriately and promptly.
  • Carrying out ad-hoc sanctions / PEPs lists checks and other sanctions/PEP checking tasks.
  • Preparing sign-off sheets for the Money Laundering Reporting Officer of all identified PEPs and accurately recording details on the relevant PEP registers.
  • Reviewing fraud alerts.
  • Compiling and submitting fraud statistics to the Investment Association.
  • Extracting data and compiling statistics for financial crime reports submitted by the Compliance Department.
  • Support the Financial Crime Compliance Team to implement financial crime training across the Group.
  • Assist in performing additional due diligence checks on 'higher risk' clients, distributors and investors, including politically exposed persons (PEPs).
  • Production of financial crime management information for the Head of Financial Crime and MLRO


Desired Skills / Experience

  • Previous financial crime or anti-money laundering compliance experience within a financial services firm, preferably one with a global footprint
  • Knowledge of AML regulations, customer due diligence requirements, PEPs and sanctions
  • Excellent interpersonal skills and an ability to communicate well with all levels of employees
  • An analytical and enquiring mind-set
  • A systematic approach to work with an eye for detail
  • Effective time management skill
  • Exceptional report writing skills
  • Excellent presentation skills
  • Persuasive, assertive, and proactive
  • Self-motivated team player
  • Ability to multi-task and prioritise
  • Ability to maintain strict confidentiality
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint)


Additional Role Details

  • This role is subject to the Conduct Rules set by the FCA.
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