Analyst (12 Months Contract) - Control Room Advisory & Administration Team - Compliance Office for A

Key Responsibilities:

• Maintain and update the control room operation process including the maintenance of Insider list & Conflicts Register etc.
• Maintain Information Barrier Designations to reflect staff respective access rights and oversee the implementation of Control Room related procedures.
• Handle the approval process for staff dealing in accordance with the bank's Staff.
• Dealing requirements and monitor on employee dealing activities as required.
• Maintain Staff Dealing & Outside Interests declarations record.
• Provide advisory on Compliance Control Room matters, liaise with businesses and co-ordinate with Regional Control Room.
• Assist to deliver Control Room related training upon request.
• Handle ad-hoc Compliance Control Room related projects.

Job Requirements:

• Bachelor's degree/ equivalent qualification in Finance/ Business/ Accounting background;
• 2-3 years of experiences in Finance/ Business/ Accounting in Banking/ FI Compliance, preferably with 1-2 years Compliance Control Room related exposure;
• Good understanding on banking & securities regulatory requirements & knowledge on securities products.
• Ability to work under pressure within tight deadlines with no loss of accuracy.
• Proficient in both written and spoken English & Chinese;
• Excellent communication skills and a team player;
• Detail oriented, analytical, responsible & problem solving skills.

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