Senior Specialist, Business Controls : Asset Servicing & Digital Front Office

Employer
BNY Mellon
Location
Pittsburgh, USA
Salary
Competitive
Posted
Oct 02, 2022
Closes
Oct 16, 2022
Ref
17140815
Job Function
Operations
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Overview

Control Management safeguards BNY Mellon, our clients and their assets. Our teams provide first line (1LOD) risk and control advisory management primarily supporting Asset Servicing and Issuer Services. Embedded Control partners with Asset Servicing and Issuer Services in relation to Transaction Management, Client Service Management, Process & Product Design, Risk Management, and Regulatory Management. Focus is on mitigating risk, enhancing the control framework, and optimizing client experience.

Job Description:

The role is being a subject matter expert to Business stakeholders in the development of improved Risk and Control Management processes. The candidate will be responsible for leading reviews, the analysis and evaluation of risks and control deficiencies, and recommending remediation plans to be implemented within the Business.

Role objectives:
  • Identifies, analyzes, and monitors areas of control testing, control and risk education, operational and risk support activities, and projects to adjust/create controls to meet regulatory and corporate requirements.
  • Leads projects and may assign work to other team members.
  • Leads control and risk management design and execution testing and reporting, including analysis of Errors / Near Misses.
  • Adhere to policy requirements and timeframes
  • Operating with a high degree of independence, conducts, analyses and leads projects to improve internal controls that keep up with regulations and corporate standards.
  • Manage relationships with stakeholders.
  • Identifies areas for improvement in the process.
  • Works with the Business to understand the control framework and to minimize risk.
  • Reviews documentation for evidence of successful and efficient performance of controls.
  • Identifies deficiencies in data systems and creates processes to improve deficiencies.
  • Assists in analyzing technology and market trends to determine potential risks to the organization and how to address risks across businesses.
  • May supervise the work of junior control professionals.
  • Supports multiple, complex projects and owns project timelines.
  • Provides input into the development of controls and protocols for the function.

Essential skills/knowledge:
  • Dynamic individual who can think independently and communicate clearly & concisely with internal and external parties.
  • Professional skepticism
  • Excellent time management skills - Ability to meet strict deadlines, prioritize work as required and deliver high-quality results with attention to detail and accuracy
  • Good written communication

Bachelors' degree or equivalent combination of education and work experience required. Advanced degree preferred. 7-10 years of total work experience preferred. Experience in the securities or financial services industry is preferred. Knowledge around Risk and Controls Framework and streamlining the process preferred

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

EEO Statement:

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
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