This job has expired

You will need to login before you can apply for a job.

AVP/VP, Risk & Compliance

First Plus Asset Management
Singapore, Singapore
S$4k - S$8k
Closing date
Oct 22, 2022

View more

Job Function
Industry Sector
Finance - General
Employment Type
Full Time
We're looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance professional to gain risk management experience and work on a board range of risk and compliance related issues of the fund management business Or vice versa for a risk professional.

Key Responsibilities Include

  • Monitor regulatory developments and develop policies and procedures to ensure the company's compliance with regulatory requirements.
  • Update the company's compliance manual and provide advice to the business on compliance with regulations/laws.
  • Manage regulatory and internal/group reporting and submissions.
  • Set up and implement an effective compliance monitoring program.
  • Review and approve AML/KYC documentation.
  • Conduct staff training on compliance and regulatory issues/ requirements. Participate in ad-hoc Group and regulatory compliance projects
  • Conduct investment compliance monitoring to ensure that the mandates/ funds managed by the company comply with relevant client and regulatory investment restrictions.
  • Review marketing materials and client correspondences for compliance with internal and regulatory requirements.
  • Review and approve staff trading requests in accordance with the company policy.
  • Handle representative registration-related matters.
  • Review fund offering documents/ fund reports for compliance with regulatory requirements.

Risk Management
  • Assist Risk Committee in implementing risk management policies and procedures
  • Get involved in product development to identify risk factors
  • Calculate & Monitor portfolio risk metrics such as VAR, DV01 etc.
  • Conduct portfolio stress testing, risk scenario analysis etc.
  • Monitor portfolio liquidity position, trade execution & settlement
  • Other ad-hoc risk projects
  • Help analyse portfolio performance & validate valuation of illiquid investments

  • Minimal 5 years of post-qualification compliance related experience
  • For compliance professional, experience in AML/KYC and familiar with MAS relevant guidelines for financial service industries
  • For risk professional, have knowledge on Securities and financial derivatives and their valuation and risks; understand risk concepts such as VAR, stress testing, etc.
  • Someone who has self-initiative and commitment
  • Good communication and writing skills in English and Chinese.
  • Strong interpersonal skills and a good team player.
  • Strong analytical and evaluative skills and attention to details.
  • Good computer skills in MS Excel, ACCESS, Word & Powerpoint

Sign in to create job alerts

Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.

Create alert