Regulatory Compliance Director (Boutique Private Bank)
- Employer
- PERSOLKELLY Hong Kong Limited, EA Licence No: 68637
- Location
- Hong Kong, Hong Kong
- Salary
- HK$90k - HK$110k
- Closing date
- Oct 8, 2022
View more
- Job Function
- Wealth Management
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Regulatory Compliance Director (Boutique Private Bank)
PERSOLKELLY's Snapshot
Our client is a boutique private bank that is currently looking for Director in SFC regulatory compliance
Company Profile
Our client is European boutique private bank with a strong Asia focus. We offer good career prospects, stable working environment and competitive salary package.
Exciting new role for you
Requirements
Rewards
This is a great opportunity to join a well-established organization. You will be responsible for creating true value in the organization and be rewarded competitively.
Please send your resume in word format to Sonal Gupta via email sonal_gupta@persolkelly.com and give her a call at +852 9853 2527 for a confidential discussion about this role and other exciting opportunities.
PERSOLKELLY's Snapshot
Our client is a boutique private bank that is currently looking for Director in SFC regulatory compliance
Company Profile
Our client is European boutique private bank with a strong Asia focus. We offer good career prospects, stable working environment and competitive salary package.
Exciting new role for you
- Independently manage regulatory reporting
- Manage the Risk and Compliance framework.
- Perform gap analysis, recommendations and reports.
- Perform regulatory monitoring and handle inquiries from regulators, mainly SFC
- Lead regulatory-driven projects
- Carry out a range of Compliance surveillance and monitoring activities
- Escalate observations in a timely manner and recommend control enhancements
- Present to senior stakeholders.
Requirements
- University graduated in Finance, Business Administration or relevant disciplines.
- 8 - 10 years of relevant experience in the compliance regulatory function.
- Candidate with Big 4 experience along with Banks (preference in private banking or wealth management industry).
- Strong knowledge of Risk & Compliance framework, gap analysis.
- Strong SFC regulatory knowledge
- Good understanding of regulatory requirements governing the selling of investment products
- Excellent communication skills (Chinese and English) and problem-solving skills
- Stakeholder management experience.
Rewards
This is a great opportunity to join a well-established organization. You will be responsible for creating true value in the organization and be rewarded competitively.
Please send your resume in word format to Sonal Gupta via email sonal_gupta@persolkelly.com and give her a call at +852 9853 2527 for a confidential discussion about this role and other exciting opportunities.
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