Manager/AVP, Business Compliance, Corporate & Commercial Banking

Responsibilities

Review all customer due diligence reviews on corporate & commercial banking portfolios to ensure compliance with internal policies & procedures and regulatory requirement
Complete, review and analyze sanctions, adverse media and screening search result
Track and manage appropriate sign-off of reviews by Relationship Managers and Team Heads, and as relevant Compliance and Head of Wholesales Banking Group
Provide reasonable assurance of compliance with applicable regulatory and internal/ Group requirements, policies and procedures
Provide advisory support on regulatory and operational issues and process in relation to KYC/ AML matters
Conduct compliance awareness/ reporting/ self-assessment/ training programs and drive communication in related to regulatory updates and risk procedures
Participate in project/ system enhancement in relation to Compliance
Identify and lead necessary improvement in risk control

Requirement

Bachelor's degree in business or related disciplines, with Compliance related certifications
Minimum 5 years' relevant compliance experience in corporate banking
Strong in professional presentation and report writing skills
Possess qualifications of ECF-AML & CFT would be an advantage
Well versed with banking and regulatory requirements
Work independently and equipped with strong compliance sense
A good team player with good analytical and communication skills
Proficient in MS Office applications
Good in both spoken and written Chinese and English

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