Trade Operations - Associate/Senior Associate Level - New York

Berenberg Bank
New York, USA
Aug 13, 2022
Sep 12, 2022
Industry Sector
Finance - General
Employment Type
Full Time
  • On boarding and set-up of all new institutional clients
  • Monitoring trade settlement and position management
  • Trade entry and allocation
  • Consistently maintaining trade blotter
  • Prompt correspondence with institutional clients to help quickly and effectively resolve any operational issues
  • Improvement and streamlining of any and all operational processes
  • Commission management
  • Deliver high level of service and quality.

Candidate Requirements
  • Bachelor's degree preferred or equivalent experience required
  • 2-5 years' experience in Trading Operations within a broker-dealer, required
  • Good knowledge of pan-European equities (in particular market structure, equity trading lifecycle, regulatory environment, legal and compliance requirements for equity execution), expertise in US market is highly welcome
  • Strong communication skills, ability to foster relationships and an outgoing personality
  • Ability to work under pressure and respond effectively to a demanding client base while consistently meeting deadlines
  • Strong analytical and problem-solving skills as well as attention to detail
  • High-energy, highly motivated and the ability to communicate and cooperate effectively with colleagues, traders, IT developers and clients
  • Willingness to obtain requisite licensing qualifications, if not already obtained (e.g series 7, 57, 63, or CFA)
  • Advanced IT skills, including all standard Office applications; Bloomberg

Who we are:

Berenberg Capital Markets LLC (BCM) is a FINRA-registered US-based broker-dealer; headquarter in New York, with branches in Boston, Chicago, and San Francisco. BCM is a wholly owned, independent subsidiary of Joh. Berenberg, Gossler & Co. KG (Berenberg), one of Europe's leading privately-owned banks, established in 1590. Together BCM and Berenberg cover over 1,000 European and US equities, with a 120+ person research department based out of London and NYC. Building on its strength and expertise across multiple industries, BCM continues to rapidly expand the breadth of research, sales, trading, and Investment Banking services it offers, in order to assist its institutional and corporate clients' access to the global equity markets. BCM adopts the same principles as its parent company and is committed to building long-term relationships with its clients based on high levels of accountability, responsibility, insight, vision and expertise.

BCM provides Equal Employment Opportunities (EEO) to all employees and applicants without regard to their actual or perceived age, race, creed, religious belief, color, gender, sexual orientation, gender identity, partnership status, marital status, physical or mental disability, national origin, alienage or citizenship status, military or veteran status, genetic predisposition or carrier status, or engaging in protected activity (such as opposition to prohibited discrimination or participation in proceedings covered by the anti-discrimination statutes) or any other characteristic protected by applicable federal, state and local law. BCM complies with applicable state and local laws governing non-discrimination in employment in every location in which the Company has facilities. This policy applies to all terms and conditions of employment, including hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.

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