Dealing - Wealth Management Investment Platform

Primary responsibilities of the team include:

Maintaining client portfolios in-line with their associated model(s)
Trade order generation/allocation
Execution of client trades
Ownership and coordination of day-to-day task management and arranging appropriate review with the IPS Manager for discretionary decision making
Generation of MI
Ensuring workflows are continually assessed for risk and risk is mitigated where possible
Mentoring junior team members and coordinating daily workflow with them
Ensuring adherence with the controls in place for compliance with the regulatory framework

Tasks to include:

Carry out foreign currency trades electronically as and when required, providing the necessary supporting documentation.
Carry out Unit Trust transactions and enters the deals onto the portfolio management system upon receipt of deal confirmation from counterparty.
Carry out stock and bond transactions via electronic trading platforms or directly through broker.
Periodic workflow mapping and risk assessments

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