Senior Auditor - IA Conduct & Supervision - Assistant Vice President

Employer
Citi
Location
Sydney, Australia
Salary
Competitive
Posted
Aug 08, 2022
Closes
Aug 22, 2022
Ref
16274624
Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
At Citi, our employees reflect the remarkable range of cultures and perspectives of our clients across the more than 160 countries and jurisdictions where we do business - a powerful advantage that combines global insights with deep local knowledge. We recognize that unique individuals, collaborative teams and inclusive leaders have far-reaching impact and are the engines of new ideas. It's our willingness to embrace the richness of our diverse teams, ideas and possibilities that drives our growth and progress.

What progress will you make?

Our Internal Audit team provides independent, objective and reliable assurance to our senior management and regulators regarding the effectiveness of Citi's governance, risk management and controls. The team proactively identifies risks and delivers bold, forward-looking insights that enable Citi to achieve its strategy in a safe and sound control environment.

The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to contribute to the development of new techniques / processes for the area or function and help Citi reach business goals.

In this role, you're expected to:
  • Complete assigned audits and regulatory validations within budgeted timeframes, and budgeted costs
  • Monitor, assess, and recommend solutions to emerging risks
  • Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing
  • Occasionally manage a small team of internal audit professionals that performs complex audits
  • Assist in drafting audit issues, and present them to the business while discussing practical cross-functional solutions
  • Recommend appropriate and pragmatic solutions to risk and control issues
  • Apply understanding of internal audit standards, policies, and relevant regulations to provide timely audit assurance
  • Contribute to the periodic refresh of Citi's Risk Governance Framework with a focus on Principle Risk Reporting for Market Conduct & Integrity
  • Develop other internal audit staff, and work in constant collaboration with peers around the global team
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.


As a successful candidate, you'd ideally have the following skills and exposure:
  • 5-8 years of relevant experience
  • Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
  • Effective verbal, written and negotiation skills
  • Effective project management skills
  • Effective influencing and relationship management skills
  • Demonstrated knowledge and understanding of End-to-End trading life cycle controls across major business lines
  • Previous experience of working in a market or client conduct risk related role would be preferred
  • Experience or interest in Power BI/Data Analytics/Python/SQL
  • Bachelor's/University degree or equivalent experience


This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Working at Citi is far more than just a job. A career with us means joining a family of more than 200,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact.

Job Family Group:
Internal Audit

Job Family:
Audit

Time Type:
Full time

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .

View the " EEO is the Law " poster. View the EEO is the Law Supplement .

View the EEO Policy Statement .

View the Pay Transparency Posting

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