Audit Manager / Senior Audit Manager (Financial Markets)

Responsibilities:

Lead and manage various internal audit engagements in Financial Markets sector from planning, risk assessment, fieldwork to reporting
Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations
Provide business stakeholders with recommendations on how to improve efficiency or optimize business processes
Support ad-hoc projects as required

Requirements:

Degree or above with major in Accountancy, Finance, Statistics, Risk Management or related disciplines
5 years or above experience in audit firms (preferably with sizable audit firm), financial institutions, or SFC licensed companies ( Candidates with less experience will be considered as Assistant Audit Manager)
Solid experience in Financial Markets sector (including asset management, trustee services, securities and futures services etc.), preferably in roles with duties of auditing, compliance review, control assessment
Professional qualification of CPA or CIA or equivalent; CFA, FRM will be a plus
Familiar with Securities and Futures Ordinance, Mandatory Provident Fund Ordinance, or other related Ordinances
Good team-player with excellent project management, communication and interpersonal skills, competence of supervision, good analytical report writing and self-motivated
Proficiency in spoken and written Chinese and English, with good command of Mandarin
Occasional travels are required

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