Lead Analyst, Regulatory Oversight Management

Overview

Description:

The KYC Exam Management team acts as a liaison between the KYC team and regulators, audit and compliance in the context of regulatory and related exams and testing. There is regular partnership with internal and external stakeholders in order to provide timely information and resolve any issues as needed. The role requires KYC expertise as well as strong client service and stakeholder management skills.

• The candidate should have significant and recent operational experience in KYC Exam Management (internal or external audit) within financial services. Strong time management and organizational skills as well as being able to manage multiple exams at the same time will be necessary.
• A high level of computer skills will be needed and experience in metrics and MI reporting would be beneficial.
• The candidate should maintain an advanced, current understanding of issues, risks and events that could affect the KYC landscape and its impact on clients as well as the KYC process and will be expected to contribute to the achievement of the teams' goals.

Qualification:

• Bachelor's degree or the equivalent combination of education and experience is required, greater than 3 years total work experience preferred.

Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.