Senior Auditor, Wealth Management (APAC)

A top tier investment bank is looking for a Senior Auditor to join their APAC regional audit team in Hong Kong; Focusing on their Wealth Management business

Job scope

• Primarily covering the Asia Pacific Wealth Management business within the internal audit function
• Supervise and monitor audits to ensure efficient and high quality audit execution
• Shape audit planning and fieldwork and to present findings to senior management in collaboration with the Audit Manager, while supporting more junior staff to develop the value and insight they provide
• Involves in direct interaction with the Bank's senior management connected to your audits
• Support the improvement of the Bank's risk and control environment

Requirement

• Undergraduate degree. Further education or professional qualifications (e.g. CPA/CA, CFA) preferred, but not required
• At least five years of work experience in the financial industry, including Private Banking. Audit work experience is an asset
• Knowledge of Private Banking operation and control environment as well as regulatory topics in Hong Kong, Singapore and China such as Investment Suitability, Anti-Money Laundering, Cross Border, Client Conduct, is advantageous
• Proven understanding of risk and how controls can mitigate those risks while being commercial.
• Proven analytical skills and keen to collaborate with data specialists to craft audit tests and acquire relevant insights from data
• Excellent written and verbal communication skills in English; Knowledge of Cantonese and Mandarin would be an asset.