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Senior Legal Counsel, Associate Director (PE Firm, Investment Bank and Fund House)

Employer
HARBRIDGE PARTNERS
Location
Hong Kong, Hong Kong
Salary
Negotiable
Closing date
Aug 3, 2022

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Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Responsibilities:
  • Advising and supporting management and business by offering an active and competent support on work in the area of type 6 and type 9 activities as well as non SFC regulated investment activities(PE direct investment, prop trading).
  • Drafting, reviewing and negotiating legal and transaction-specific documentation
  • Identifying and analyzing legal and regulatory risks and communicating with business and management on risks and resolution of such risks
  • Ensure all activities in the company are in compliance with SFO by assessing impact of regulatory changes and advise on updating compliance policies and assisting in pre-action/litigation matters.
  • Ensure all activities in the company are in compliance with Banking Ordinance by assessing impact of regulatory changes and advise on updating compliance policies and Instructing and managing external counsels to ensure high quality of services
  • Providing legal support for other commercial and corporate matters


Requirements:
  • Hong Kong qualified solicitor with minimum 7 years inhouse or practising experience.
  • 8 years or above experience gained from financial institutions or law firms;
  • Experience in corporate, commercial and SFC regulated activities preferred;
  • Fluent in Mandarin is necessary.
  • Excellent research skills, good interpersonal skills and judgment;
  • Detail-oriented, able to work independently and under pressure.

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