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AVP/VP, APAC Financial Security Sanctions Advisory Compliance Officer

Employer
LMA Recruitment, EA Licence No: 11C4684
Location
Singapore, Singapore
Salary
220k - 240k
Closing date
Jul 7, 2022

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Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Position Purpose

- Direct contribution to the Bank's operational permanent control framework.

Direct Responsibilities
  • Provide advisory support and coordination on Group sanctions-related policy consultation, feedback and implementation within APAC region
  • Participate in all relevant global Initiatives and projects relating to sanctions topics
  • Provide advisory support to local Compliance teams, businesses and functions in the APAC region on all sanctions- related issues as well as in the analysis, interpretation and application of BNPP policies and procedures
  • Participate in and provide sanctions advisory support on transactions to all business lines within the APAC region, including but not limited to DCM transactions, corporate finance transactions, structured finance transactions, trade finance, wealth management, global markets, corporate & investment banking activities
  • Provide succinct analysis on sanctions-related issues and perform clearance of escalated sanctions alerts an transactions in a timely manner
  • Coordinate and review all sanctions-related escalations within APAC, liaising with Group Financial Security and Group Compliance as necessary
  • Provide coordination and keep track of major sanctions-related advisory / escalation cases with active follow-up
  • Provide support relevant local Compliance teams in the APAC region in the establishment of appropriate sanctions-related controls, monitoring and procedure framework in line with Group and regulatory requirements
  • Be familiar with and keep updated on all financial security related topics (eg. sanctions, KYC, AML/CET) regulatory and internal policy development
  • Educate stakeholders on financial security related matters with a view to inculcate a strong Compliance culture and mindset in the fight against sanctions violations, money laundering and terrorist financing
  • Support APAC Financial Security training efforts as well as initiatives
  • Generally provide support to the APAC Head of Financial Security Sanctions Advisory and the APAC Regional Head of Financial Security
  • Contributes to ad-hoc projects, training of new or junior staff, governance meetings


Technical & Behavioral Competencies
  • University graduate with relevant professional qualifications
  • Good knowledge of evolving International sanctions regimes and key developments
  • Reasonable product knowledge on corporate & investment banking activities including but not limited to debt capital markets, corporate finance and structured finance transactions
  • Strong interpersonal skills, teachable and collaborative approach to problem-solving with an ability to work in a fast-paced, rapidly changing environment
  • Possess an attention to detail with an investigative and questioning nature
  • Ability to work independently as well as being a strong supporting team player
  • Possess extensive research skills to aid in establishing and/or validating required information and documentation
  • Good organizational, technical and coordination skills with excellent (verbal and written) communication and analytical skills


Company Reg No.: 201131609D | Licence No.: 11C4684 | EA Reg no: R1660533

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