Deputy Manager, Business Management
- Employer
- Industrial and Commercial Bank of China (Asia) Limited
- Location
- Hong Kong, Hong Kong
- Salary
- Competitive
- Closing date
- Jul 20, 2022
View more
- Job Function
- Banking
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
You need to sign in or create an account to save a job.
Job Responsibilities
Job Requirements
- Perform AML, CDD & Internal Control Reviews and inspections, conduct risk based on-site or off-site interviews and inspections to assess the effectiveness of internal control framework
- Identify, inspect, and report internal control weaknesses and recommend corrective actions or enhancements for implementation, monitor and evaluate the effectivess and efficiency of the remediation implemented
- Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures
- Perform gap analysis to fulfill regulatory requirements, formulate and improve the department's operation manual and operating procedures
- Timely report non-compliance risk incidents to the Internal Control and Compliance Department of the Bank
- Cooperate with regulatory authorities and the Bank to carry out internal and external inspections
- Carry out compliance risk monitoring of various products, businesses and management activities. Conduct self-checking for the departments' business activities and operation processes
- Organize and provide training, guidance and operation procedures to the Department
- Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department
Job Requirements
- University graduate
- 3 to 8 years of corporate banking or legal and compliance department experience
- Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
- A good command of written and spoken English, Cantonese and Mandarin
- Familiar with corporate banking's operation procedures and customer due diligence is preferred
You need to sign in or create an account to save a job.
Sign in to create job alerts
Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.
Create alert