Deputy Manager, Business Management

Employer
Industrial and Commercial Bank of China (Asia) Limited
Location
Hong Kong, Hong Kong
Salary
Competitive
Posted
Jul 01, 2022
Closes
Jul 20, 2022
Ref
15655744
Job Function
Banking
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Job Responsibilities
  • Perform AML, CDD & Internal Control Reviews and inspections, conduct risk based on-site or off-site interviews and inspections to assess the effectiveness of internal control framework
  • Identify, inspect, and report internal control weaknesses and recommend corrective actions or enhancements for implementation, monitor and evaluate the effectivess and efficiency of the remediation implemented
  • Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures
  • Perform gap analysis to fulfill regulatory requirements, formulate and improve the department's operation manual and operating procedures
  • Timely report non-compliance risk incidents to the Internal Control and Compliance Department of the Bank
  • Cooperate with regulatory authorities and the Bank to carry out internal and external inspections
  • Carry out compliance risk monitoring of various products, businesses and management activities. Conduct self-checking for the departments' business activities and operation processes
  • Organize and provide training, guidance and operation procedures to the Department
  • Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department


Job Requirements
  • University graduate
  • 3 to 8 years of corporate banking or legal and compliance department experience
  • Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
  • A good command of written and spoken English, Cantonese and Mandarin
  • Familiar with corporate banking's operation procedures and customer due diligence is preferred

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