Global Financial Crimes Compliance - APAC Sanctions Analyst - US Bank
- Employer
- Randstad Sourceright Hong Kong, EA Licence No: 94C3609.
- Location
- Hong Kong, Hong Kong
- Salary
- HK$30k - HK$35k
- Closing date
- Oct 3, 2022
View more
- Job Function
- Risk Management
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Responsibilities
• Review and decision sanctions screening escalation arising from counterparty, security issuers, vendors and various stages of the KYC process, including during client on-boarding and periodic reviews.
• Conduct risk assessment for screening result(s) on sanctions and other relevant lists related to hits triggered from client screening.
• Undertake detailed research of client profile from internal and external sources to make informed decisions to ensure adherence to regulatory requirements and bank policies.
• Provide support and guidance to line of business referring potential sanctions issues.
• Support day-to-day operational tasks including the production of monthly management reports.
• Support any ad-hoc and special projects.
Requirements
• Self-motivated and independent with good communication and interpersonal skills.
• Attentive to details, compliance and control oriented.
• Strong analytical ability to identify and escalate sanctions issues in the appropriate manner to the required escalation point.
• Review and decision sanctions screening escalation arising from counterparty, security issuers, vendors and various stages of the KYC process, including during client on-boarding and periodic reviews.
• Conduct risk assessment for screening result(s) on sanctions and other relevant lists related to hits triggered from client screening.
• Undertake detailed research of client profile from internal and external sources to make informed decisions to ensure adherence to regulatory requirements and bank policies.
• Provide support and guidance to line of business referring potential sanctions issues.
• Support day-to-day operational tasks including the production of monthly management reports.
• Support any ad-hoc and special projects.
Requirements
- Experience in Risk, Control, Compliance or Audit function.
- Familiar with AML / sanctions related regulatory requirements and / or experience in sanctions screening review will be an advantage.
• Self-motivated and independent with good communication and interpersonal skills.
• Attentive to details, compliance and control oriented.
• Strong analytical ability to identify and escalate sanctions issues in the appropriate manner to the required escalation point.
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