Private Wealth Senior Service Advisor

We are a mature, dynamic Wealth Management Advisory firm providing high-end investment & financial planning services seeking an energetic, detail minded, and business-oriented investment associate who thrives in a collaborative setting.

The ideal candidate has a strong background in investment analysis/management with an emphasis in financial planning.  This individual is self-motivated, possesses exceptional problem solving and analytical skills.  This individual will work within the existing infrastructure in investment analysis and planning. 

Responsibilities

• Service and maintain book of business
• Trading of assets in accounts to include portfolio rebalancing, distributions and tax loss harvesting
• Coordination with the NM Wealth Management Company, Private Client Services & fund companies to prepare and execute recommendations across portfolios and individual holdings
• Monitor asset/security level variance including fixed income maturity and credit ratings
• Coordination of multiple transactions from various accounts and sources to achieve specific results (Account Opening and Account maintenance)
• Understanding of various types of distribution strategies with ability to provide recommendations/options
• Execute high quality written and verbal correspondence with clients as well as within the firm
• Conduct research on recent economic and market developments related to portfolio construction and financial planning
• Look for emerging trends related to the planning process and client planning model
• Provide guidance around portfolio construction, security, and asset class changes
• Prepare client quarterly reviews, including attribution analysis and portfolio recommendations.
• Research and solve client questions and inquiries
• Assist with internal workflow system upgrades and development

Required Qualifications:

• Professional designations (minimum of one)
  • Certified Financial Planner (CFP)
  • Chartered Financial Analyst (CFA)
  • Certified Investment Management Analyst (CIMA)
  • Preferred Portfolio Management (PPM)
  • Accredited Portfolio Manager Advisor (APMA)
  • Bachelor’s degree
  • Series 7/63, 65 or 66
• 7+ years of Investment Analysis, Operations and Planning experience
• 7+ years Trading, Tax Loss Harvesting
• Committed professional career within the financial industry. 
• Demonstrated organizational skills, ability to multitask, and time management skills
• Strong attention to detail with the ability to work with a high degree of accuracy
• Ability to work in a fast-paced environment
• Excellent oral and written communication skills California Life & Health license (preferred)

  Benefits:

  We believe in building a team that loves what they do and creating a work environment that supports long-term career growth. Accordingly, we provide a rewarding compensation package which includes:

  • A competitive base salary commensurate to experience 100% medical, dental, and disability insurance provided by employer Profit-sharing plan Employer-sponsored licensing, professional development, and education opportunities Paid vacation, sick, and holiday pay