Manager, Macquarie Capital Business Compliance (Equities)

Macquarie Group
Hong Kong, Hong Kong
May 25, 2022
Jun 08, 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
This is an excellent opportunity to join the Macquarie Capital Business Compliance team based in Hong Kong.

Macquarie Capital offers global capability in Equity Trading and Research, M&A Advisory, Debt and Equity Capital Markets, and Principal Finance underpinned by deep specialist expertise across a range of sectors.

You will be a key member of the Macquarie Capital Business Compliance team covering Equities sales and trading matters in Asia, derivatives warrants issuance and market making activities on HKEX. You will actively participate in the compliance discussions and providing advice on a wide range of trading activities in the Asian stock markets and work closely with business stakeholders and other colleagues in the Asia Compliance team and Risk Management Group to address regulatory requirements and changes in Asia, assessing policies and procedures, developing and reviewing compliance controls, and act as the point of contact for HKEX on trading matters. You will also have opportunity to be involved in various regional and global projects impacting Macquarie Capital.

To be successful you will have:
  • experience gained within and investment banking and regulatory environment
  • prior experience working in a fast-paced trading floor environment is preferred but not a must
  • outstanding communication skills (spoken Cantonese and Mandarin will be viewed favourably)
  • a robust understanding of regulatory frameworks and trading rules in Hong Kong or other major Asian markets
  • commercial astuteness
  • a stalwart personality, highly self-motivated with the ability to make things happen
  • the ability to work independently, determine priorities and meet deadlines, and to provide credible review and challenge.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity, Equity and Inclusion

The diversity of our people is one of our greatest strengths. An inclusive and equitable environment enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of 'empowering people to innovate and invest for a better future' is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity, equity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

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