Principal, Regulatory Strategy

BNY Mellon
London, United Kingdom
May 21, 2022
May 28, 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time

Job Title: Principal, Regulatory Strategy

Location: London

Overview Of BNY Mellon:

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of March 31, 2021, BNY Mellon had $41.7 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on . Follow us on Twitter @BNYMellon or visit our newsroom at for the latest company news.

Overview of Regulatory Solutions:

The Regulatory Solutions team sits within the Office of the Chief Information Officer and reports directly to Regulatory Portfolio Manager. The team is responsible for the governance of all programs & projects driven by regulators, or other change initiatives that could result in regulatory impact.

We are looking for a candidate with extensive financial services regulatory risk experience, proven understanding of steering and executing organisational change ideally within Technology. This is an opportunity to shape the strategy within the Regulatory Solutions team and its impact within BNY Mellon.


As part of the Regulatory Strategy team, the successful candidate will be responsible for:
  • The design and ownership for the Regulatory Solutions Strategy
  • Ensuring delivery of strategic objectives including CIO level OKRs
  • Delivery of strategic regulatory initiatives, including roll out of strategic technology platform (Orbit) and realization of benefits across the firm
  • Technology Regulatory Control Framework
  • Working with stakeholders to identify, analyse, monitor, and minimize areas of Regulatory Risk prior to standing up a program of work
  • Working in a consultative capacity on regulatory issues
  • Has an understanding of Financial Services regulations and how Technology supports the lines of business in delivering any associated change
  • Strong interpersonal skills to influence and impact business decisions
  • Responsible for implementing risk framework and identifying, analysing, monitoring, reporting, and minimizing information technology risks
  • Consult and advise on all technology risk matters
  • Supports related risk programs: audit response, regulatory inquiry, and response, etc
  • Manages complex projects that involve working with the businesses to improve controls to mitigate any deficiencies
  • Strong written and verbal communication
  • Communications and organization skills; teamwork skills; possess strong interpersonal skills to support mentoring
  • Ability to work independently or with a team
  • Contributes to the achievement of area objectives


  • Bachelor's degree in computer science or a related discipline, or equivalent work experience required; advanced degree preferred
  • 10-12 years of related experience required; experience in the securities or financial services industry is a significant plus
  • Regulatory understanding is essential

What we can offer you:

  • Challenging, fun and supportive environment
  • 25 days holiday (in addition to Bank Holidays) plus opportunity to purchase up to 5 extra days
  • Highly competitive benefits package including pension and private medical cover

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

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