AVP- Monitoring- EWRA- RCSA & PMO

Job Description

1. To execute the Enterprise Wide Risk Assessment (EWRA) and Risk & Control Self Assessments (RCSA);

2. To perform monitoring and testing of first and second line of defence activities related to Regulatory Compliance and Financial Crime;

3. To input, process and support the Reporting and Analytics Team in their oversight and execution of key compliance reports;

To support the facilitation of compliance projects as allocated (including Business Continuity Planning for the Compliance function).

KEY ACCOUNTABILITIES:

EWRA & RCSA

• Support the coordination and development of the EWRA Methodology, guidelines and templates;
• Support the execution of the annual EWRA, perform key analysis and reporting of progress/issues escalation;
• Monitor completion of RCSA's for all appointed departments;
• Conduct RCSA for own team.

BCM

• Monitor completion of BIA & BCP by all relevant Compliance units;
• Conduct BCM for own team

COMPLIANCE MONITORING

• Perform CMP reviews as allocated
• Support the development of the annual UAE Compliance Monitoring Plan (CMP, Testing scheduled and associated working papers);
• Prepare CMP results reporting;
• Contribute to FAB's CMP methodology and team processes for efficiency/automation gains;

OTHER

• Support and contribute to the reporting process on a timely and accurate basis;
• Support and contribute to the team's training materials.

Qualifications

• Bachelor's degree or higher in Management, Banking or Finance, preferably with a certification in compliance/corporate governance/risk management/internal audit.
• At least 3 - 5 years of business experience preferably in Compliance/Audit.
• Project management experience would be advantageous.