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PWM Regulatory Risk Analyst

Employer
Hays Malaysia
Location
Hong Kong, Hong Kong
Salary
N/A
Closing date
Jun 24, 2022

View more

Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Your new company
The company is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

Your new role
The Business Unit Risk Management team operates within the Asia Private Wealth Management business as the first line of defense; is responsible for structuring and implementing the risk management framework.

Key Business Unit Risk Management responsibilities included in this role are:
- Well versed with the HKMA, MAS and SFC regulatory requirements across private wealth banking industry and products
- Analyse and track any new regulatory requirements, and review implication to business, propose control and enhancement as applicable
- Perform independent reviews and gap analysis of our business against regulators expectation and market incidents, to identify, assess and mitigate business related risks
- Work closely with various stakeholders, Legal & Compliance and other infrastructure teams regarding analyses and recommendation implementation
- Coordinate adhoc regulatory request and submission, handling external requests and internal stakeholders
- Facilitate regulatory inspections and advisory audits
- Support regulatory inquiries, internal audits and compliance testing for the wealth management business
- Assist in senior management reporting and committee meeting with regards to risk review statistics, status and soft-spots
- Identify and participate in process re-engineering projects to reduce the residual risks of the department and improve efficiency and effectiveness

What you'll need to succeed
- Minimum 3+ years of relevant working experience in the banking industry
- Positive mindset and attitude
- Knowledge on regional as well as global regulatory developments
- Analytical mindset, risk focus
- Resiliency and work under stress
- Ability to multi-task, project Management skills
- Excellent verbal and written communication and interpersonal skills

Desired Skills (Optional):
- Risk, Compliance or Global Markets experience
- Private Banking experience
- Previous work experience in a similar control/risk function within the business, or advisory/regulatory background
- Proficient in data analytics and Bloomberg application

What you'll get in return
• The opportunity to work in a leading investment bank
• The opportunity to collaborate with like-minded individuals
• The career development opportunities working in a fast-paced environment

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

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