GFC Compliance Analyst

Hays Malaysia
Hong Kong, Hong Kong
May 07, 2022
May 21, 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Your new company
The company is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.

Your new role
Global Financial Crimes ("GFC") coordinates day-to-day implementation of the Firm's enterprise-wide Anti-Money Laundering Program and the required regulatory reporting. GFC includes several Legal and Compliance disciplines and has responsibility for governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption, Anti-Tax Evasion, and Government and Political Activities Compliance programs.
GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity.

What you'll need to succeed
The successful candidate will cover our Private Wealth Management (PWM) business with the following primary responsibilities: -
  • Review high-risk and complex PWM client profiles (including source of wealth corroboration by the Business) during on-boarding, periodic review and trigger events, to ensure compliance with AML/CFT laws, rules, regulations and Firm policies
  • Provide general AML advice and guidance to Asia PWM business units and relevant stakeholders in daily operations
  • Liaise with other teams including Front office, Operations, Legal and Compliance on day-to-day AML/CFT issues
  • Support the implementation of changes in policies and procedures and relevant projects for Asia PWM
  • Produce regular management information to senior management, as well as other local and global stakeholders.

What you'll get in return
  • Bachelor's degree - Minimum 2 years of professional experience as an onboarding, Compliance or AML Specialist
  • Professional qualifications such as ACAMS, CPA a plus
  • Experience in PWM business will be beneficial
  • An analytical mind with attention to detail
  • Team player with ability to work independently in a fast-paced environment
  • Bright, motivated and keen learner - Strong oral and written communication skills in English
  • Fluency in written Chinese (traditional or simplified) advantageous

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

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