FIU Analyst

Interactive Brokers Hong Kong Ltd.
Hong Kong, Hong Kong
May 07, 2022
Jun 06, 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Interactive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Russia, Singapore, Switzerland and United Kingdom.

IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

Role Overview:

Interactive Brokers seeks an AML Surveillance Analyst that is hard working, detail-oriented, careful and a problem solver. This Analyst will assist in reviewing and analyzing the cashiering activities of the firm's customers in accordance with the firm's AML/CTF policy. This role requires high energy and the ability to learn new skills in a dynamic environment.


The role has regional responsibility and will involve:
  • Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region
  • Communicate with clients on monitoring and surveillance related matters.
  • Staying up to date with changes in market conduct, AML and other related regulations,
  • Staying up to date with APAC and international developments in relevant areas of regulations and law.

Required Qualifications and Skills:
  • Familiarity with AML/CTF Rules.
  • Fluency in English (both written and spoken) is essential.
  • Good communication skills, customer service experience would be advantageous.
  • Good quantitative, analytical, and problem-solving skills.
  • Solid academic background with relevant qualifications.
  • Have a "can do" attitude and willingness to learn.
  • Good organizational skills with the ability to multi-task, prioritize and work with minimal supervision
  • High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly.

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