Senior Markets Manager Compliance Advisory - Compliance

Hong Kong, Hong Kong
Not Specified
May 05, 2022
May 18, 2022
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
Some careers have more impact than others.

If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high calibre professional to join our team as a Senior Markets Manager Compliance Advisory - Compliance

Principal Responsibilities
  • Part of a Global and Regional Markets Compliance team that provides direction and support to cross asset activities across Global Businesses, Global Functions, and APAC jurisdictions as the second line of defence
  • Seek assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards within Compliance
  • Undertake key regulatory programme activities as part of the Compliance function and be responsible for leading the effort regionally, while supporting and working with the Global program in London
  • Lead thought to provide policy advice related to Global Markets products, services and clients, and ensure that the Compliance function is suitably resourced to address the risks associated with Global Markets business in ASP
  • Work with the Regulatory Affairs team and support new regulatory developments, rule interpretation, mapping and other MSS/GM regulatory initiatives and projects
  • Work closely with the Markets Conduct Programme, the Asset Class SMEs within Markets RC and regional and country stakeholders to deploy the risk assessment and follow on implementation activities for the regional hub
  • Perform impact analysis of regulatory initiatives, actions, driving coordination, execution and assurance of Risk Assessment work streams and, ensuring alignment with Global Standards
  • Lead thought to provide policy advice related to Global Markets products, services and clients, and ensure that the Compliance function is resourced adequately to address the risks associated with Global Markets business
  • Take the lead in providing compliance advisory support for Operations and Trade Reporting Teams. Drive the compliance framework to integrate with the bank's operational-risk vision
  • Assume Risk Stewardships to provide independent challenge and oversight to the Business

  • Self-motivated and ability to think and work independently yet collaborate as a team player with globally dispersed teams
  • Strong analytical and problem-solving skills
  • Possess a very good understanding of the financial services industry, regulatory landscape and compliance, and experience or knowledge of working with international regulators would be beneficial but not essential
  • Able to articulate a clear vision of work streams and programme then implement its execution that is aligned to the overall Operational Risk Management Framework and Risk Assessment, Policies and Procedures
  • Actively participate in team meetings. Bringing solutions or recommendations to the table
  • Ability to work in a methodical and organised manner
  • Robust and timely record keeping, evidencing and delivery
  • Ability to support decisions with sound reasoning
  • Excellent time management and prioritization of work tasks
  • Strong drafting and report writing skills
  • Ability to read and write Chinese will be an added asset

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.

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