Private Client Investment Manager - UK RDR Level 4

2 days left

Employer
Nelson Scott LLP
Location
Chichester, United Kingdom
Salary
Competitive
Posted
Apr 29, 2022
Closes
May 29, 2022
Ref
14686183
Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Main responsibilities:

i. To manage investment portfolios, in conjunction with the firm's other CF30s, for advisory clients in accordance with agreed risk and objectives.

ii. To conduct a full market product analysis on an ongoing basis and maintain a detailed knowledge of all aspects of investments and markets.

iii. To conduct client presentations and reviews.

iv. To ensure compliance with FCA requirements and the firm's policies and procedures accordingly.

v. To adhere to the statement of Principles for Approved Persons.

vi. To maintain the firm's established TCF culture in respect of all six outcomes.

vii. To ensure that advice given is suitable and appropriate for the client.

Required qualifications, skills and experience

• CISI level 4 PCIAM Diploma or higher

• CF30 approved, with an active Statement of Professional Standing (SPS).

• Significant working experience of bonds and equity investments including direct equities.

• Excellent interpersonal skills with the adaptability to work sympathetically with vulnerable clients.