Associate Director - Business Risk

ConnectedGroup Limited
Hong Kong, Hong Kong
May 22, 2022
May 27, 2022
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
  • Esteemed European Private Bank
  • Stable Team
  • Competitive Remuneration

Our client, an esteemed European Private Bank, is looking for an Associate Director to join the business risk team.

  • Act as the First Line of Defense (FLD) to implement and strengthen the selling process and investment suitability framework within the Front Office, Hong Kong.
  • Provide guidance to Front Office on suitability and selling process.
  • Closely monitor the new regulations issued from the Hong Kong regulators and translate the regulatory expectations into daily business.
  • Conduct pre-determined, systematic, and comprehensive risk-based monitoring and review of Front Office and prepare reports for management attention.
  • Participate in system and management projects related to enhancing the control Landscape
  • Assist in data analytics for better understanding of business habitat and risk awareness using regression and multiple visualizations (e.g., Microsoft Power BI)
  • Assist the Head of Business Risk Management, Hong Kong on hoc tasks.

  • University graduated in Business Administration, Finance or relevant disciplines
  • Minimum 5 years' experience in business risk or risk & control from private banking or asset management environment
  • Experience in dealing with regulatory compliance, audits, and remediation work especially in products and investor suitability
  • Excellent communication and interpersonal skills especially with senior bankers and management
  • Solution driver and proactive in finding alternatives to solve issues.
  • Proficiency in MS Office. MS Power BI / Tableau, Avaloq knowledge and experience will be a plus.
  • Fluency in written and spoken English and Chinese

#stayconnected #connectedgroup #2022KeepRolling

Similar jobs

Similar jobs

  • You need to sign in to save