Senior Vice President, Internal Audit - Methodology, Data and Innovation

Hong Kong Exchanges and Clearing Limited
Hong Kong, Hong Kong
Feb 10, 2022
Feb 18, 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Job Summary

Join our internal audit team and be a trusted advisor to one of the world's major exchange groups. Working closely with the Group Head of Internal Audit and the Business and Technology Audit Leads, you will be responsible for enhancing and rolling out a world class audit methodology process, and leading our data and innovation processes.

We are proud that the Audit Committees see us as partners that deliver the Group's strategy and vision. Reflecting the progressive culture of HKEX, we promote diversity and encourage constructive and open dialogue within our team. We always strive for positive change and look for a team member who wants to grow with us. As part of our team, you will have the unique opportunity to develop in-depth knowledge of HKEX's wide array of products and processes. You will also be exploring with us how to apply the latest technology and audit methodology to add values to our businesses.

Key Responsibilities

Functional Responsibilities
  • Drive, enhance and upgrade audit methodology to provide standardization and consistency across the Group, and to be industry leading
  • Provide ongoing methodology training to the team
  • Build tools to enhance automation and efficiency in the audit process
  • Leverage data analytics skills to build dashboards for continuous monitoring of business activities
  • Liaise with vendor on user requirements and specifications for new audit management system implementation
  • Perform quality assurance on audit work performed by the Internal Audit team
  • Independently engage in adhoc projects and investigations when required


Knowledge and Qualification
  • Expert knowledge of internal audit methodology
  • Strong leadership and project management experience
  • Good understanding of risks and controls
  • Proven experience in project management, rolling out new processes and tools
  • Solid understanding of financial services industry
  • Good investigation skills
  • Able to multi-task and complete assignments efficiently and effectively
  • Strong collaboration and partnership working with multiple teams
  • University graduate with a relevant qualification such as a CPA, CA, CIA, CISA, CFA, or FRM

Work experience
  • At least 20 years of experience in an accounting/consulting firm or internal audit/compliance/risk role within the financial services industry.

Skills and Competencies
  • A highly independent, self-motivated and results oriented professional looking to make a significant contribution to the continued success of one of Hong Kong's most respected organisations, and in return, be given a unique opportunity to advance their career and professional development
  • Team-oriented with a strong sense of ownership and accountability
  • Strong leadership and people management skills
  • Great interpersonal, relationship management and presentation skills
  • Innovative and creative
  • Excellent command of written and spoken English. Proficiency in Chinese is an advantage

Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.

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