Senior Trading Compliance Associate

Employer
PIMCO
Location
Dublin, Ireland
Salary
DOE
Posted
Sep 07, 2021
Closes
Sep 23, 2021
Ref
12007997
Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
RESPONSIBILITIES

Key responsibilities include:
  • Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parameters
  • Researching and addressing inquiries related to investment guidelines from the Trade Floor and other internal/external parties.
  • Confirming all trades are compliant by the end of each business day
  • Preparing various reports on a daily basis to relevant internal groups
  • Participating in numerous ad hoc projects tied to optimizing and automating the Trade Compliance process


POSITION REQUIREMENTS
  • Minimum of a Bachelor's Degree (Accounting, Business, Finance or Economics preferred)
  • 5+ years of professional experience in compliance or the investment management industry
  • Knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.
  • Intermediate/advanced working knowledge of MS Excel.


PREFERRED QUALIFICATIONS
  • Experience monitoring transactions in a compliance system is ideal
  • Exposure to querying, particularly with SQL and Business Objects
  • Experience with Bloomberg
  • CFA designation or active status in the CFA program is a plus


PROFESSIONAL SKILLS REQUIREMENTS
  • Have a strong sense of honesty and integrity
  • Quick learner and adaptable to learn new processes, concepts, and skills
  • Maintaining a strong commitment to quality and attention to details; ensuring that relevant work product is complete, accurate and on time.
  • Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization in an effective and collaborative manner
  • Ability to multi-task, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with high quality output
  • Highly motivated self-starter with the ability to work collaboratively and independently
  • Desire to take initiative and contribute to the department and the organization

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