Senior Associate, Regulatory

Newport Beach, USA
Feb 12, 2022
Feb 16, 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
About Us:

We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. PIMCO is one of the largest investment managers, actively managing more than $2.2 trillion in assets for clients around the world. PIMCO has over 3,070 employees in 22 offices globally. PIMCO is recognized as an innovator, industry thought leader and trusted advisor to our clients.

PIMCO is one of the world's premier fixed income investment managers with thousands of professionals around the world united in a single purpose: creating opportunities for our clients in every environment. Since 1971, we have brought innovation and expertise to our partnership with the institutions, financial advisors and millions of individual investors who entrust us with their assets. We aspire to cultivate performance and leadership through empowering our people, diversity of thought, and a commitment to an inclusive culture that engages in our global communities.

Position Description:

Pacific Investment Management Company LLC (PIMCO) is seeking a recent law school graduate or experienced paralegal for a position on its Funds Legal Staff team, a part of the Funds Legal group.

This role can be based in either New York, NY or Newport Beach, California.

•Assist in preparing regulatory filings, including fund registration statements, prospectuses, and Statements of Additional Information for PIMCO's proprietary registered funds
•Coordinate responses to various information requests, including regulatory and client requests
•Assist in the preparation and organization of board materials
•Work with account management to produce responses to sub-advised 15(c) questionnaires
•Assist attorneys with miscellaneous special projects as they are assigned
•Draft, review, organize, and revise fund-related agreements
•Maintain records of all regulatory, contractual, and legal matters

Position Requirements:

•Bachelor's Degree (required)
•Paralegal Certificate or JD (preferred)
•Minimum 1-5 years of law firm/in-house paralegal experience (preferred)
•Very detailed oriented
•Very strong interpersonal skills
•Team player
•Ability to multi-task
•Possess exceptional oral, written and organizational skills
•Must be able to work independently on complex tasks
•Possess the ability and comfort to interact with all levels of management
•Intermediate knowledge of MS Office applications desired
•Knowledge of the Investment Company Act of 1940, Securities Act of 1933, Form N1-A, Form N-2 (preferred)


PIMCO is committed to offering a comprehensive portfolio of employee benefits designed to support the health and well-being of you and your family. Benefits vary by location but may include:
  • Medical, dental, and vision coverage
  • Life insurance and travel coverage
  • 401(k) (defined contribution) retirement savings, retirement plan, pension contribution from your first day of employment
  • Work/life programs such as flexible work arrangements, parental leave and support, employee assistance plan, commuter benefits, health club discounts, and educational/CFA certification reimbursement programs
  • Community involvement opportunities with The PIMCO Foundation in each PIMCO office

Similar jobs

Similar jobs

  • You need to sign in to save